Former Dallas Cowboy involved in $25 million Ponzi scheme
14 days ago
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Cuban loses effort to end SEC lawsuit
76 days ago
Mavs owner Mark Cuban on Tuesday lost his bid for a court order ending a U.S. Securities and Exchange Commission lawsuit that accuses him of insider trading.
Barnes & Noble chair wants to buy retail business
84 days ago
Monday's filing with the U.S. Securities and Exchange Commission said that Riggio, who is Barnes & Noble's largest shareholder with nearly 30 percent of the company's shares, will seek to...
New regulations for money-market funds likely to stir debate
94 days ago
Following the financial crisis of 2008, money-funds went through significant reforms in 2010, and there was talk of much more, but an effort led by Mary Schapiro, then-chairman of the U.S....
Quintiles files with SEC to become public company
94 days ago
The Durham, N.C.-based company said Friday it filed with the U.S. Securities and Exchange Commission for a proposed initial public offering of stock worth up to $600 million.
McClendon to retire April 1 as CEO of Chesapeake
111 days ago
The Internal Revenue Service and U.S. Securities and Exchange Commission began probes, and the furor culminated in May when the board announced it would remove him as chairman.
Ex-Stanford executive gets 5 years in $7B swindle
118 days ago
"Another top executive in Stanford's now-defunct empire - former chief investment officer Laura Pendergest-Holt - was sentenced to three years in prison in September after pleading guilty to one...
Advocates cheer SEC consideration of corporate disclosure rule
132 days ago
A decision by the U.S. Securities and Exchange Commission to consider a new rule this year requiring companies to release information about their political spending has buoyed disclosure advocates...
News Summary: Dispute spurs doubt for China stocks
158 days ago
AT ISSUE: This month, the U.S. Securities and Exchange Commission accused the Chinese affiliates of five major accounting firms of impeding fraud investigations of nine companies by failing to...
Dispute raises doubt for China stocks in US market
159 days ago
The U.S. Securities and Exchange Commission has accused the Chinese affiliates of five major accounting firms of impeding fraud investigations of nine companies by failing to hand over documents.