15 hours, 40 minutes ago
Institutional Shareholder Services agreed to the penalty in a settlement announced Thursday with the Securities and Exchange Commission.
6 days ago
It was the latest salvo against the Securities and Exchange Commission by House Republicans, who opposed the 2010 financial overhaul legislation expanding the SEC's powers and have resisted...
7 days ago
Todd Combs and Ted Weschler are each managing portfolios worth about $5 billion for Berkshire while Buffett continues to make most of the investment decisions for the Omaha, Neb.-based conglomerate.
9 days ago
For stock investors, the economy is "not too hot, not too cold," says Michael Sheldon, chief market strategist at RDM Financial.
14 days ago
The agreement must be formally approved by a majority of the SEC commissioners.
15 days ago
In a filing with the Securities and Exchange Commission on Wednesday, JPMorgan Chase & Co. says it received a "Wells-type" notice from the Federal Energy Regulatory Commission in March.
16 days ago
Back in 1968, "hump day" saw increases for 24 weeks in a row - from June to November - according to Schaeffer's Investment Research.
16 days ago
The new chairman of the Securities and Exchange Commission says she will review the agency's policy of letting companies and individuals settle charges without admitting or denying wrongdoing.
16 days ago
"We don't think people are giving enough credit to the strength of the economy," said Ryan Detrick, a senior technical strategist at Schaeffer's Investment Research.
18 days ago
A look at some forces that could push stocks higher in the coming months:- HIGHER EARNINGS: Stock investors cheered when employers added 165,000 jobs in April and unemployment fell to a four-year...
69 days ago
The Securities and Exchange Commission said Friday that CR Intrinsic Investors has agreed to settle charges that it traded on non-public information about trials of an Alzheimer's drug.
71 days ago
If the Dow closes higher, it would match the longest streak of advances since May 1996, according to Ryan Detrick, an analyst at Schaeffer's Investment Research.
72 days ago
STRONG ENFORCEMENT: Mary Jo White on Tuesday promised senators she would make "bold and unrelenting" enforcement of Wall Street a high priority if confirmed chairman of the Securities and Exchange...
72 days ago
Mary Jo White, President Barack Obama's pick to be chairman of the Securities and Exchange Commission, will likely face tough questions Tuesday from senators about her decade of legal work...
73 days ago
Gov. Pat Quinn's office agreed Monday to a cease-and-desist order in the Securities and Exchange Commission case.
77 days ago
The Securities and Exchange Commission voted 4-0 to seek comment on rules that would require routine testing of trading systems.
78 days ago
According to documents filed late Tuesday with the Securities and Exchange Commission, Vornado sold 10 million shares at $16.03 to Deutsche Bank on Monday.
79 days ago
U.S. District Judge Sidney Fitzwater issued an order Tuesday rejecting Cuban's request for summary judgment against the Securities and Exchange Commission.
79 days ago
U.S. District Judge Sidney Fitzwater issued an order Tuesday rejecting Cuban's request for summary judgment against the Securities and Exchange Commission.
80 days ago
Melgen has made investments in health-related companies since the 1990s, according to SEC reports, but his GFS stake is his only evident natural gas-related investment.
82 days ago
The casino company said in a filing Friday that the Securities and Exchange Commission asked two years ago for records relating to compliance with the Foreign Corrupt Practices Act.
83 days ago
Chesapeake Energy Corp. and outgoing CEO Aubrey McClendon are being investigated by the Securities and Exchange Commission about a perk that allows McClendon to invest personally in the company's...
85 days ago
Fortune magazine reported online earlier Wednesday that the SEC is investigating whether Milken has violated the ban by managing investments under Guggenheim's control other than his own.
86 days ago
St. Louis-based Peabody, the world's biggest private-sector coal producer, said the Securities and Exchange Commission served the company with a subpoena last month requesting information and...
90 days ago
Nelms' non-equity incentive compensation slipped to $3.12 million, from $3.2 million the previous year, according to a filing with the Securities and Exchange Commission.
